Susan Brodnick
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Susan Brodnick

Compliance Officer

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(513) 977-8532

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12 Greenway Plaza
Suite 1100
Houston, TX 77046


Susan is a Compliance Officer with Dinsmore Compliance Services.  She has over 16 years of financial services industry experience with independent Broker/Dealers and Registered Investment Advisors. In Susan’s previous roles she served as a Para-planner, Financial Service Associate, Financial Consultant, Business & Compliance Associate, RIA Specialist, and Compliance Team member. Susan’s previously held professional licenses include the FINRA Series 7, 63 and 65, and she previously held the Certified Financial Plannerâ„¢ designation.


  • Robert Morris University (AA)
  • College for Financial Planning (CFP Certificate)

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