COMPLIANCE SOLUTIONS THAT WORK
As Part Of Your Team
DCS provides compliance solutions that go beyond traditional consulting, with our team acting and serving like a member of yours.
Contact UsCompliance Solutions
DCS offers a full suite of compliance services and solutions for investment advisers that are designed with business in mind. Discover more about the DCS difference and compliance that works as hard as you do.
Contact Us
Who We Serve
DCS provides services to investment firms of many shapes and sizes. Specializing in Advisers Act registrants, we leverage experience across the many niches and nuances of the investment advisory realm to deliver durable and robust compliance solutions to:
- Wealth Managers
- Portfolio Managers
- Municipal Advisers
- ’40 Act Fund Advisers
- ERISA Advisers
- Private Funds
- Hedge Funds
- TAMP’s
- and more…
170+
YEARS OF COMBINED CCO-LEVEL EXPERIENCE
140+
REGISTERED INVESTMENT ADVISORS
60+
REGULATORY EXAMS LED
$140B+
ASSETS UNDER COMPLIANCE ADMINISTRATION
Featured Resources
Nov 20,2025
Division of Examinations: SEC Fiscal Year 2026 Examination Priorities for Investment Advisers
On November 17, 2025, the Division of Examinations of the United States Securities & Exchange Commission (the “Division”) published.
Alerts
Jul 23,2025
FinCEN Announces Postponement and Reopening of the Investment Adviser Anti-Money Laundering Rule
On July 21, 2025 the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) announced its intention to.
Alerts
Feb 20,2025
SEC Enforcement Action Related to Account Type Conversions
On February 14, 2025, the Securities and Exchange Commission (“SEC”) published a settled Administrative Proceeding Order with One Oak.
Alerts