Sonia Goforth
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Sonia Goforth

Chief Compliance Officer

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(502) 540-2593

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101 S. 5th Street
Suite 2500
Louisville, KY 40202


Sonia is a Chief Compliance Officer with Dinsmore Compliance Services.   She has over 27 years of financial services industry experience beginning her career as an assistant with a major FINRA broker/dealer and then becoming a financial advisor, office manager, and most recently serving as CCO for a growing Registered Investment Advisor.  She is a published author and volunteers her time raising funds for her local children’s hospital.  Sonia currently holds her FINRA Series 65 registration and previously held her FINRA Series 7, 63, 3, 9 & 10 registrations.


  • Sullivan University (AA)

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