Sonia Goforth

Sonia is a Chief Compliance Officer with Dinsmore Compliance Services.   She has over 27 years of financial services industry experience beginning her career as an assistant with a major FINRA broker/dealer and then becoming a financial advisor, office manager, and most recently serving as CCO for a growing Registered Investment Advisor.  She is a published author and volunteers her time raising funds for her local children’s hospital.  Sonia currently holds her FINRA Series 65 registration and previously held her FINRA Series 7, 63, 3, 9 & 10 registrations.