Sonia is a Chief Compliance Officer with Dinsmore Compliance Services. She has over 27 years of financial services industry experience beginning her career as an assistant with a major FINRA broker/dealer and then becoming a financial advisor, office manager, and most recently serving as CCO for a growing Registered Investment Advisor. She is a published author and volunteers her time raising funds for her local children’s hospital. Sonia currently holds her FINRA Series 65 registration and previously held her FINRA Series 7, 63, 3, 9 & 10 registrations.
- Sullivan University (AA)