Melanie Huff

Melanie Huff is a Chief Compliance Officer with Dinsmore Compliance Services.  She has more than 25 years of experience in the financial services industry. Over the course of her career, Melanie spent time in the regulatory environment at FINRA (formerly the NASD) and has served as a CCO and AML officer of a private equity firm.  She previously held senior compliance roles at several global asset managers in NYC, Washington, DC, and Dallas, TX.  Well-versed in Registered Investment Adviser and Broker-Dealer compliance programs, her specific areas of focus have been private funds, marketing materials, and sales practice issues.

Melanie has previously held FINRA Series 7, 24, 31, 63, and 65 registrations.