Jay is a Chief Compliance Officer with Dinsmore Compliance Services. His previous experience includes representing wealth management firms, private funds, institutional equity and fixed income asset managers, and banking institutions. In his current role with DCS, Jay supports advisers in the development and administration of their compliance programs, including the creation and implementation of written policies and procedures, employee training and COE reporting, contract review, third-party due diligence, and regulatory filings required under the Investment Adviser Act of 1940.
He earned his J.D. from the Cincinnati College of Law and maintains a license to practice law in the state of Ohio. During law school, he interned at the Entrepreneurship & Community Development Clinic where he counseled small business owners on transactional legal issues and operational risk management.
- University of Cincinnati College of Law (J.D., 2016)
- Miami University (B.A., 2012)