Christy Fabian

Christy is a Chief Compliance Officer with Dinsmore Compliance Services.  She has over 15 years of financial services industry experience and has held many roles within wealth management institutions, including registered investment advisors and broker-dealers on both the client services and the compliance and operations sides.  Prior to joining DCS, Christy was the Chief Compliance Officer and Chief Human Resource Officer at a large RIA firm in Tampa, Florida. She has also held the positions of Divisional Director of Operations for a global family office in New York state, and Complex Director of Operations, for a national bank wire house in the New England region.  Christy currently holds her FINRA Series 65 registration and previously held her FINRA Series 7, 63, 99, 9 & 10 registrations.