Andy is a Chief Compliance Officer with Dinsmore Compliance Services. He has two decades of experience in compliance and risk management, focusing on regulatory issues, policies and procedures. He has been recognized for quickly reacting to changes in the regulatory industry and for identifying and minimizing risk exposures.
His experience includes managing compliance staff, reporting on compliance matters, monitoring regulatory rules and mandates and serving as the representative between firms and industry regulators. Andrew also creates and maintains compliance policies, ensures employees are given necessary training and support and prepares risk assessments.
- Northern Kentucky University (M.B.A., 2010)
- Thomas More College (B.A., cum laude, 2005)