Julie Wagner

Julie is a Chief Compliance Officer with Dinsmore Compliance Services. She has over 20 years of experience in the financial services industry, providing extensive compliance knowledge for Fortune 500 companies, broker-dealers, life and annuity companies, and Registered Investment Advisory (RIA) firms. She brings a broad background in regulatory compliance, audits, and risk management. Julie has a proven track record of building compliance programs from the ground up, strengthening internal controls and aligning regulatory requirements with business objectives. Julie is passionate about building relationships with clients to align compliance initiatives with firm growth, and is committed to fostering a culture of compliance—ensuring regulatory readiness and driving sustainable success through proactive risk management and compliance initiatives.  Julie held her FINRA series 6 and 26 and is life licensed in numerous states.