Keith Dwyer

Keith is a Chief Compliance Office with Dinsmore Compliance Services.  He has over fifteen years of experience in the financial services industry. Keith served as a Chief Compliance Officer of a registered investment company, registered investment adviser and the registered separate accounts for an insurance company where he oversaw all aspects of the compliance program including interacting with regulators on exams and leading the 206(4)-7 and 38a-1 annual review process.  He also served as a member of the Cybersecurity Advisory Committee for the registered entities.

Currently, Keith holds a CPA designation and previously held FINRA series 6, 7, and 24 licenses.