Chris Nelson

Chris Nelson has been implementing and maintaining compliance programs for investment advisers, broker-dealers, and insurance marketing organizations for more than 25 years. Working for large multinational corporations, as well as smaller firms, he has lead compliance teams, implemented policies and procedures, coordinated regulatory examinations, and monitored business activities. He attended Ohio State University and earned a Bachelor of Arts degree in Political Science, with a Capstone program in Finance. He also obtained his Juris Doctor from Capital University and is licensed to practice law in Ohio (currently inactive).