COMPLIANCE SOLUTIONS THAT WORK
As Part Of Your Team
DCS provides compliance solutions that go beyond traditional consulting, with our team acting and serving like a member of yours.
Contact UsCompliance Solutions
DCS offers a full suite of compliance services and solutions for investment advisers that are designed with business in mind. Discover more about the DCS difference and compliance that works as hard as you do.
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Who We Serve
DCS provides services to investment firms of many shapes and sizes. Specializing in Advisers Act registrants, we leverage experience across the many niches and nuances of the investment advisory realm to deliver durable and robust compliance solutions to:
- Wealth Managers
- Portfolio Managers
- Municipal Advisers
- ’40 Act Fund Advisers
- ERISA Advisers
- Private Funds
- Hedge Funds
- TAMP’s
- and more…
180+
YEARS OF COMBINED CCO-LEVEL EXPERIENCE
160+
REGISTERED INVESTMENT ADVISORS
80+
REGULATORY EXAMS LED
$230B+
ASSETS UNDER COMPLIANCE ADMINISTRATION
Featured Resources
Dec 29,2025
The SEC Division of Examinations’ Additional Observations Regarding Advisers’ Compliance with the Advisers Act Marketing Rule
The SEC Division of Examinations issued a Risk Alert on December 16, 2025, providing the Division’s observations regarding advisers’.
Alerts
Dec 08,2025
SEC Order Granting Temporary Exemptive Relief from Compliance with Rule 13f-2 and Form SHO
On December 3, 2025 the SEC issued an Order granting temporary exemptive relief from compliance with Rule 13f-2 and.
Alerts
Nov 20,2025
Division of Examinations: SEC Fiscal Year 2026 Examination Priorities for Investment Advisers
On November 17, 2025, the Division of Examinations of the United States Securities & Exchange Commission (the “Division”) published.
Alerts