COMPLIANCE SOLUTIONS THAT WORK
As Part Of Your Team
DCS provides compliance solutions that go beyond traditional consulting, with our team acting and serving like a member of yours.
Contact UsCompliance Solutions
DCS offers a full suite of compliance services and solutions for investment advisers that are designed with business in mind. Discover more about the DCS difference and compliance that works as hard as you do.
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Who We Serve
DCS provides services to investment firms of many shapes and sizes. Specializing in Advisers Act registrants, we leverage experience across the many niches and nuances of the investment advisory realm to deliver durable and robust compliance solutions to:
- Wealth Managers
- Portfolio Managers
- Municipal Advisers
- ’40 Act Fund Advisers
- ERISA Advisers
- Private Funds
- Hedge Funds
- TAMP’s
- and more…
180+
YEARS OF COMBINED CCO-LEVEL EXPERIENCE
160+
REGISTERED INVESTMENT ADVISORS
80+
REGULATORY EXAMS LED
$230B+
ASSETS UNDER COMPLIANCE ADMINISTRATION
Featured Resources
Sep 17,2026
SEC Risk Alert Highlights Investment Adviser Annual Compliance Review Expectations
Rule 206(4)-7 under the Investment Advisers Act of 1940 (the “Act”) requires SEC registered investment advisers to adopt and.
Insights
Sep 10,2026
SEC Charges Adit Ventures Management, its CEO and Affiliated General Partners for Alleged Fraud
The Securities and Exchange Commission has filed a complaint alleging that, from at least April 2019 to December 2024,.
Alerts
Jun 12,2026
Division of Examinations Shares Observations for Conflicts of Interest
The SEC Division of Examinations issued a Risk Alert on June 9, 2026, providing the Division’s observations regarding advisers’.
Alerts