DCS offers a full suite of compliance services and solutions for investment advisers that are designed with business in mind. Discover more about the DCS difference and compliance that works as hard as you do.Contact Us
A fully comprehensive outsourced compliance program inclusive of DCS personnel appointed as individually named CCO
A comprehensive outsourced compliance program with DCS CCO-level personnel leading the engagement
DCS provides services to investment firms of many shapes and sizes. Specializing in Advisers Act registrants, we leverage experience across the many niches and nuances of the investment advisory realm to deliver durable and robust compliance solutions to:
YEARS OF COMBINED CCO-LEVEL EXPERIENCE
REGISTERED INVESTMENT ADVISORS
ASSETS UNDER COMPLIANCE ADMINISTRATION
REGULATORY EXAMS LED
The SEC Division of Examinations (the “Division”) issued a Risk Alert on September 6, 2023 that describes the Division’s.
On September 11, 2023 the SEC announced settled Administrative Proceedings with nine investment advisers for advertising hypothetical performance to.
The SEC Division of Examinations (“Examinations”) issued a Risk Alert on April 26, 2023 to highlight the importance of.